Regulatory Authorizations
Envision Wealth & Retirement Club SA and its subsidiaries are authorized and regulated by multiple financial supervisory authorities. Our multi-jurisdictional compliance framework ensures adherence to local and international regulations governing investment management, multi-asset execution, and quantitative advisory services.
Compliance Policies
Anti-Money Laundering (AML)
Envision Wealth & Retirement Club maintains robust AML/CFT programs in compliance with Swiss AMLA, UK Money Laundering Regulations, and DFSA AML Module. All clients undergo enhanced due diligence (EDD) including KYC verification, source of funds documentation, and ongoing transaction monitoring. Suspicious activity reports (SARs) are filed with relevant authorities as required.
Best Execution
In accordance with MiFID II and FINMA requirements, Envision Wealth & Retirement Club maintains a comprehensive best execution policy. All electronic executions are subject to real-time Transaction Cost Analysis (TCA). Execution quality is monitored and reported to clients monthly. Execution venue and algorithmic routing logic is reviewed quarterly by the compliance committee.
Conflicts of Interest
We maintain a conflicts of interest register reviewed quarterly by the Chief Compliance Officer. Principals' personal trading accounts are subject to pre-clearance and holding period restrictions. Information barriers are maintained between quantitative research and institutional execution teams where required.
Data Protection
Envision Wealth & Retirement Club complies with the Swiss Federal Data Protection Act (FADP), EU General Data Protection Regulation (GDPR), and DIFC Data Protection Law. Client data is encrypted using AES-256 encryption at rest and TLS 1.3 in transit. Data processing agreements are in place with all third-party service providers.
Complaints Procedure
Complaints should be directed to the Chief Compliance Officer at support@envisionwrc.com. Written complaints will be acknowledged within 3 business days and a final response provided within 8 weeks. Clients in the UK may refer unresolved complaints to the Financial Ombudsman Service. Clients in the DIFC may refer to the DIFC-LCIA Arbitration Centre.
Legal Disclosures
Risk Warning
Margin and derivative trading carries a high level of risk. Asset values fluctuate and you may lose more than your initial investment. Leveraged trading products are not suitable for all investors. You should not deploy capital you cannot afford to lose.
Algorithmic execution and systematic trading carry inherent risks. System anomalies, latency degradation, and extreme market volatility can impact execution fill rates. Quantitative investments may involve leverage which amplifies both gains and losses. Past performance is not indicative of future results.
Website Disclaimer
The information on this website is provided for informational purposes only and does not constitute an offer, solicitation, or recommendation to buy or sell any financial instrument, derivative, or investment product. Envision Wealth & Retirement Club makes no representations or warranties regarding the accuracy or completeness of information presented. Professional advice should be sought before making any investment decision.
Last updated: June 2026